Senior Manager, Exams & Audit Management

• Lead the audit/exam lifecycle, including planning, stakeholder engagement, evidence collection, submission, reporting, and closeout.
• Build and maintain an Audit/Exam library, serving as a single source of truth for exam history, findings, and artifacts.
• Coordinate engagement with regulators, third-party auditors, internal audit teams, and business partners to ensure structured and timely responses.
• Support compliance issue resolution, leveraging risk-based methodologies to define actions, timelines, milestones, and closure verification.
• Design and enforce SLAs and escalation protocols for audit and exam deliverables, ensuring transparency across the Lines of Defense.
• Conduct risk-based reviews and table-top preparedness exercises to identify gaps, test processes, and validate readiness for exams and audits.
• Serve as liaison for consent orders and regulatory remediation programs, supporting senior management in execution and monitoring.
• Deliver regular reporting to senior leadership and governance bodies, highlighting status, findings, remediation progress, and emerging risks.
• Optimize audit/exam processes and tools, recommending improvements to increase scalability, reduce business disruption, and accelerate turnaround.
• Mentor and develop team members, fostering strong project management capabilities, regulatory knowledge, and cross-functional collaboration.

What We Look For In You:

• 6+ years of experience in compliance, risk management, internal audit, or a related governance role within financial services or fintech; with experience managing audits and assisting with regulatory exams.
• Proven leadership and project management skills to drive alignment across stakeholder groups to develop and deliver repeatable end-to-end processes and controls.
• Have familiarity with AML, money transmission, privacy, and consumer protection regulations, and industry best practices.
• Excellent communication and presentation skills and ability to interact and lead discussions comfortably with stakeholders, senior levels of management and regulators.
• Ability to establish goals and objectives that support delivery execution for multiple teams.
• Proficient analytical and problem-solving skills, with an ability to analyze data, identify trends, and evaluate risk scenarios effectively
• Have excellent organizational skills with high attention to detail.
• Undergraduate degree preferred

• Professional certifications (e.g., CAMS, PMP, CRCM).
• Experience in the crypto or digital assets sector, with familiarity around the regulatory landscape for virtual asset service providers (VASPs).
• Track record of successfully implementing cross-functional remediation programs, including those involving technology and product-driven solutions.