Operations Auditor Senior

Job Description:

About Cboe’s Global Internal Audit Team

This is a unique and exciting opportunity to join a growing global internal audit team. The mission of Cboe’s Internal Audit Department is to enhance and protect organizational value by providing objective assurance and insights. We are committed to continuous improvement and influencing positive change in support of achieving Cboe’s strategic objectives. We seek to achieve these goals by fostering an environment of learning, collaboration, candor, respect, and authenticity.

Job Description

The Operational Audit Senior will support global audit and advisory project over Cboe’s compliance, risk management, regulator and operational activities. Additionally, the role will support the activities of the Internal Audit Department and compliance with financial requirement of Sarbanes- Oxley Act of 2002 (SOX). This role will require close collaboration across the Cboe Internal Audit team to support team developments and other audit work. The role will report to a more senior member of the Internal Audit team, and will support audit requirements across the global organization.

Responsibilities

The Operations Audit Senior performs a combination of the following duties, but is not limited to:

• Perform evaluations of internal controls and financial processes to assess compliance with Sarbanes-Oxley Act (SOX) requirements. Identify control deficiencies, assess the impact on financial reporting, and provide recommendations for remediation.
  • Lead and/or participate in the execution of the audit project in accordance with internal audit and department standards.
  • Exhibit a thorough understanding of the audit process, with specific responsibility for:
    • audit planning and scoping,
    • developing effective test plans,
    • assessing risks and controls,
    • identifying value-added recommendations, focused on the root cause, and
    • ensuring accurate and thorough work papers.
    • Successfully completing audits that are completed on-time and on budget
  • Employ strong critical thinking and problem solving skills – i.e., define problems, collect data, establish facts, draw conclusions, and recommend solutions.
  • Present results of audits to applicable business leaders or other stakeholders in a confident and articulate manner with an ability to communicate clearly and concisely based on intended audience, including active listening and negotiation skills.
  • Demonstrate an ongoing curiosity of Cboe’s business environment including operations, regulation, technology and financial risks.
  • Execute day-to-day operational responsibilities and complete projects using collaboration, transparency, and ingenuity.
  • Anticipate and proactively address project issues or concerns, and elevates to management as appropriate, applying thoughtful judgment.
  • Develop and maintain high trust relationships across the internal audit team and with management.
  • Monitor the status and resolution of open audit issues and action plans.
  • Innovate and enhance the internal audit department practices.
  • Support integrated audit requirements, as needed, and performs other duties and special projects as assigned.

Requirements

• Operations Audit Senior candidates should possess a strong background or knowledge of:

• Business process, financial, and compliance auditing techniques (experience in performing audit and control testing, including testing for Sarbanes-Oxley compliance required).
• Familiarity with IT audit testing techniques for information technology general controls and application controls are a plus.

• Bachelor’s Degree in a relevant field (e.g., Accounting, Finance, Computer Science, or Management Information Systems preferred)

• Securities industry experience, strongly preferred.
• Possessing or currently pursuing one of the following certifications: CPA, Chartered Accountant, CIA, CISA, CFE or related certifications.
• Public accounting or internal audit experience at a public company required.
• Minimum 3 years of experience in internal/external audit or related fields.

There can be periodic travel to Chicago, New York, Kansas City or other office locations

Why Join Cboe?

At Cboe, you’ll work in a dynamic environment where each team member is empowered to make an impact. We prioritize professional growth and diversity, encouraging our people to pursue ideas, challenge the status quo, and build their futures alongside Cboe’s global mission. We are committed to providing the resources, mentorship, and opportunities you need to advance your career in financial design.

If you’re excited about contributing to the next generation of financial platforms, let’s shape the future together.

Benefits and Perks

We value the total wellbeing of our people – including health, financial, personal and social wellness. We believe standard benefits like health insurance and fair pay are a given at any organization. Still, you should know we offer:

• Fair and competitive salary and incentive compensation packages with an upside for overachievement
• Generous paid time off, including vacation, personal days, sick days and annual community service days
• Flexible, hybrid work environment, where you choose where and how you work
• Health, dental and vision benefits, including access to telemedicine and mental health services
• 2:1 401(k) match, up to 8% match immediately upon hire
• Discounted Employee Stock Purchase Plan
• Tax Savings Accounts for health, dependent and transportation
• Employee referral bonus program
• Volunteer opportunities to help you give back to your communities

Some of our employees’ favorite benefits and perks include:

• Complimentary lunch, snacks and coffee in any Cboe office
• Paid Tuition assistance and education opportunities
• Generous charitable giving company match
• Paid parental leave and fertility benefits
• On-site gyms and discounts to other fitness centers

More About Cboe Global Markets

We’re reimagining the future of the workplace by focusing on what matters most, our people. Our journey is an inclusive one. We’re investing deeply in leadership programs and career development initiatives that ensure everyone has an equal chance to succeed. We celebrate the diversity in our communities, inside and out, and welcome new perspectives with equity, inclusion and belonging.

We work with purpose, solving problems with ingenuity, collaboration, and a lot of passion. We’re an engaged and excited team connecting markets across borders and embracing growth in all its forms to achieve incredible outcomes.

Learn more about life at Cboe on our website and LinkedIn.

Equal Employment Opportunity

We’re proud to be an equal opportunity employer – and celebrate our employees’ differences, including race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, and Veteran status.

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Our pay ranges are determined by a number of factors, including, but not limited to, role, experience, level, and location. The national new hire base pay range for this job in the United States is $76,500-$94,500. This range represents the minimum and maximum base pay the company expects to offer for new hires working in the position full time. If you live in one of the following areas or if you work in a Cboe office in the following areas, the range may be higher according to the geographic differentials listed below:

Within the range, individual pay is determined by a number of factors, including, but not limited to, work location, job-related skills, experience, and relevant education or training. In addition to base pay, our total rewards program includes an annual variable pay program and benefits including healthcare (medical, dental and vision), 401 (k) with a generous company match, life and disability insurance, paid time off, market-leading tuition assistance, and much more! Your recruiter will provide more details about the total compensation package, including variable pay and benefits, during the hiring process. For further information on our total rewards program, visit TOTAL REWARDS @CBOE.

Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a @cboe.com email or via LinkedIn Recruiter. Cboe does not use any other third party communication tools for recruiting purposes.