*** This is an office based role, you must be able to commute to and work in the City of London as a norm***
About us
Archax is an FCA-regulated Multi-lateral Trading Facility (MTF) operating a trading and primary platform for professional and institutional clients. Our vision is to develop a truly digital capital market ecosystem that connects traditional market infrastructure with blockchain and DLT technologies.
The role
Regulatory Leadership:
- Serve as the primary point of contact for regulatory questions across the business.
- Advise senior management on key regulatory issues, feeding into the Executive Committee’s (ExCo) strategic decision-making with insights on the global and domestic regulatory landscape.
- Lead engagement with the FCA and other regulatory authorities, ensuring effective communication and compliance.
- Oversee the firm’s adherence to regulatory frameworks, particularly with regard to the functioning of the Multilateral Trading Facility (MTF), and ensure a compliance-driven culture throughout the organisation.
- Interpret and provide guidance on emerging regulatory issues and trends, ensuring that Archax remains compliant with both existing and upcoming regulations.
- Support international projects, manage regulatory applications, and engage with foreign regulators as necessary to support global expansion.
- Continuously monitor and assess regulatory developments that impact the firm’s operations.
- Support the Financial Crime Team for regulatory requirements and implementation of AML/KYC systems and controls.
Financial Promotions Leadership:
- Lead and manage the Financial Promotions Team, including overseeing team performance and development.
- Oversee regulatory interactions with the FCA specific to financial promotions, ensuring clear communication and compliance.
- Ensure the smooth operation of the s.21 approval service, focusing on client satisfaction and regulatory adherence.
- Monitor and stay up-to-date with all regulatory obligations related to the s.21 business, ensuring ongoing compliance.
Special Products Management:
- Collaborate with cross-functional teams to define the scope, objectives, and deliverables for special projects.
- Drive project success by ensuring timely delivery within scope and budget, while fostering innovation and enhancing Archax’s product offerings.
- Continuously reassess and re-prioritise projects in collaboration with senior leadership to ensure alignment with the firm’s evolving goals.
Knowledge and Experience Required:
- At least 5-7 years relevant experience, preferably gained in financial services or regulatory environment;
- Knowledge of FCA Regulations and JMLSG Guidance.
- Energetic personality with the drive to effect change and develop relationships across all levels of the Company;
- Strong written and verbal communication skills;
- Strong organisational skills and following up on agenda items;
- Strong analytical skills including problem solving and solution-orientated thinking;
- Able to use initiative, work unsupervised and comfortable taking responsibility;
- Degree or relevant industry qualifications – desirable.
Benefits:
- Competitive salary;
- Company pension scheme;
- Comprehensive private healthcare scheme;
- 25 days holiday, increasing by one day each year (up to 30 days);
- Death in Service benefit;
- The chance to be part of an entrepreneurial, exciting, fast-growing, and future thinking company;
- Opportunities to attend events and represent the Archax and its vision;
- Encouragement and support in your personal career development and industry knowledge.
Archax is an equal opportunities employer and places a high value on diversity and inclusion. We do not discriminate based on any attribute.
